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Policies & Procedures: Is it Important to Have Formally Documented Policies and Procedures?

Policies and procedures help create an internal control framework within an organization. Management uses this internal control framework to rely upon and ensure that the organization's objectives are being met.

The main objective of having formally documented policies and procedures is to help guide the organization’s operation and the procedures needed to fulfill the policy.

Having well written policies and procedures helps auditors when assessing risk and performing any type of compliance work. It also helps an organization stay consistent when management needs to make decisions. When documenting formal policies and procedures, it is important to keep them as simple as possible and involve all staff members for their development. It is also important to keep them easily accessible and promote them throughout the organization.

 

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Schellman is a leading provider of attestation and compliance services. We are the only company in the world that is a CPA firm, a globally licensed PCI Qualified Security Assessor, an ISO Certification Body, HITRUST CSF Assessor, a FedRAMP 3PAO, and most recently, an APEC Accountability Agent. Renowned for expertise tempered by practical experience, Schellman's professionals provide superior client service balanced by steadfast independence. Our approach builds successful, long-term relationships and allows our clients to achieve multiple compliance objectives through a single third-party assessor.